Legal & Compliance Officer at UNOCASA Limited

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• • Legal & Compliance Officer at UNOCASA Limited
  • View Jobs in Consulting / View Jobs at UNOCASA Limited

  Posted: Jul 31, 2026

  Deadline: Not specified

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  UnoCasa Limited was incorporated in 2009 to provide companies with business solutions in Marketing, Business Strategy , Recruitment and general Human Resources consultancy.
  

  Legal & Compliance Officer

  • Job Type Full Time
  • Qualification BA/BSc/HND
  • Experience 3 - 6 years
  • Location Lagos
  • City Victoria Island
  • Job Field Legal and Regulatory&nbsp

  Job Summary

  • Are you a compliance-savvy legal professional with a deep understanding of the Nigerian Capital Markets?
  • The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
  • The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
  • The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).

  Responsibilities

  • This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.

  What You'll Do

  • Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
  • Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
  • Act as the primary interface for SEC, NFIU, and CAC.
  • Drive the AML/CFT and KYC/CDD framework.

  What We're Looking For

  • LLB / BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking.
  • Proven track record of handling SEC Nigeria rules and filings.
  • High integrity and the ability to work independently in a fast-paced environment.

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  Method of Application

  Interested and qualified? Go to UNOCASA Limited on docs.google.com to apply

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